0001277164-12-000010.txt : 20120829 0001277164-12-000010.hdr.sgml : 20120829 20120829103628 ACCESSION NUMBER: 0001277164-12-000010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120828 DATE AS OF CHANGE: 20120829 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HORWITZ & ASSOCIATES INC CENTRAL INDEX KEY: 0001277164 IRS NUMBER: 362708269 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 224 632 4700 MAIL ADDRESS: STREET 1: 2610 LAKE COOK RD STREET 2: STE 190 CITY: RIVERWOODS STATE: IL ZIP: 60015 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Citizens Community Bancorp Inc. CENTRAL INDEX KEY: 0001367859 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82260 FILM NUMBER: 121061842 BUSINESS ADDRESS: STREET 1: 2174 EASTRIDGE CENTER CITY: EAU CLAIRE STATE: WI ZIP: 54701 BUSINESS PHONE: 715 836 9994 MAIL ADDRESS: STREET 1: 2174 EASTRIDGE CENTER CITY: EAU CLAIRE STATE: WI ZIP: 54701 SC 13G/A 1 czwi13gaug2012.txt HORWITZ 13G/A CZWI AUG2012 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ____)* Citizens Community Bancorp, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 174903104 (CUSIP Number) June 30, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person?s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be ?filed? for the purpose of Section 18 of the Securities Exchange Act of 1934 (?Act?) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 174903104 SCHEDULE 13G Page 2 of 7 1 Names of Reporting Persons Horwitz and Associates IRS Identification No. of Above Person (entities only) 36-2708269 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] 3 SEC USE ONLY 4 Citizenship or Place of Organization Delaware 5 Sole Voting Power 15,300 NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY N/A OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 15,300 8 Shared Dispositive Power 306,818 9 Aggregate Amount Beneficially Owned by each Reporting Person 322,118 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] 11 Percent of Class Represented by Amount in Row 9 6.279% 12 Type of Reporting Person (See Instructions) BD , IA Page 3 of 7 1 Names of Reporting Persons IRS Identification No. of Above Person (entities only) 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization United States 5 Sole Voting Power NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 8 Shared Dispositive Power 306,818 9 Aggregate Amount Beneficially Owned by each Reporting Person 322,118 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] 11 Percent of Class Represented by Amount in Row 9 6.279% 12 Type of Reporting Person (See Instructions) Page 4 of 7 Item 1(a). Name of Issuer. Citizens Community Bancorp Item 1(b). Address of Issuer?s Principal Executive Offices. 2174 East Ridge Center, Eau Claire, WI 54701 Item 2(a). Name of Person Filing. Horwitz and Associates Item 2(b). Address of Principal Business Office or, if none, Residence. 2610 Lake Cook Road Suite 190, Riverwoods, IL 60015 Item 2(c). Citizenship. Delaware Item 2(d). Title of Class of Securities. Common Stock Item 2(e). CUSIP Number. 174903104 Item 3. If this statement is filed pursuant to 240.13d- 1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [x] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). SCHEDULE 13G Page 5 of 7 (d) [ ] Investment company registered under section 8 of the Investment Company act of 1940 (15 U.S.C. 80a-8). (e) [x] An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded form the definition of an investment company under section 3(c)(14) of the Investment Company act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J). Item 4. Ownership. a) amount beneficially owned 322,118 b) percent of class 6.279% SCHEDULE 13G Page 6 of 7 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below, I, Gerald Horwitz, certifies that, to the best of my knowledge andbelief, the securities referred to above on page two (2) and three (3) of this Schedule 13G were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SCHEDULE 13G Page 7 of 7 Signature After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: August 28 , 2012 Gerald A Horwitz/CEO Horwitz and Associates ________________________ Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)